Authority and scope
Check the facility type and concern
DLC oversees hospitals, nursing homes, assisted living and group homes. Its medical unit covers ambulatory surgical centers, home health, hospice and specified outpatient providers. Its Behavioral Health Program licenses mental-health and substance-use treatment organizations; providers offering both services hold separate licenses.
Supporting guidance: Division of Licensing and Certification ↗Medical Facilities ↗Behavioral Health ↗
Match the route to the facility type
DHHS Division of Licensing and Certification (DLC)
DLC oversees hospitals, nursing homes, assisted living and group homes. Its medical unit covers ambulatory surgical centers, home health, hospice and specified outpatient providers. Its Behavioral Health Program licenses mental-health and substance-use treatment organizations; providers offering both services hold separate licenses.
Open this official route ↗How the official source says to file
- Use the consumer File a Complaint page. If unable to file online, email DLRS.Complaint@Maine.gov, fax 207-287-9307, or mail DLC Complaint Intake, 11 State House Station, 41 Anthony Avenue, Augusta, ME 04333.
- Telephone 207-287-9308 or 800-383-2441; home-health and hospice complaints have dedicated numbers 207-287-9302 or 800-621-8222.
- Give your contact details, facility name/address, incident dates/times, whether the patient remains there, other people involved and witnesses. Explain prior similar events, facility responses and any police involvement.
Supporting guidance: File a Complaint ↗
What this route may not provide
DLC investigates regulatory compliance at facilities, agencies and centers within its licensing or CMS oversight, including conditions involving unlicensed staff. Complaints focused on a licensed individual’s conduct go to the appropriate professional board. Do not assume every office or clinic is under DLC.
Supporting guidance: File a Complaint ↗
Do not guess about confidentiality
DLC says the complainant contact information requested in correspondence will not be released to the facility, agency or center. Anonymous acceptance and broader record-disclosure rules were not established. Ask before assuming that all complaint material is confidential.
Supporting guidance: File a Complaint ↗
Filing deadline not established
A filing deadline was not established by this check; ask promptly.
What may happen after filing
DLC reviews submitted material under applicable state policies and CMS complaint procedures, where relevant. Investigations determine compliance with licensing rules and applicable participation requirements. The reviewed instructions do not promise a particular completion date or result. Ask intake how to obtain updates and findings.
Supporting guidance: File a Complaint ↗
Prepare a reviewable submission
State the concern you want reviewed, give a short chronology and factual consequences, and explain your request. Keep supporting records and follow the receiving authority’s instructions before attaching or sending them.
Other facility processes to consider
These processes have different purposes. The national guidance below does not establish this state’s filing requirements or change the verification level shown above.
Hospital grievance
For hospitals covered by CMS hospital Conditions of Participation, ask for the grievance contact and written procedure. The hospital must specify response timeframes and give a written decision describing its contact, investigation, results and completion date. These are hospital rules, not a single rule for every facility. You may contact the responsible State Survey Agency without first completing the hospital process.
Supporting guidance: CMS: hospital grievance guidance ↗
State oversight
Match external oversight to the facility type and license. State Survey Agencies help CMS assess federal compliance; state licensing may cover different settings. Confirm jurisdiction rather than assuming one contact handles every clinic or residential program.
Supporting guidance: CMS: State Survey Agency contacts ↗
Medicare quality review and appeals
People with Medicare can ask their Medicare quality-review organization (BFCC-QIO) about eligible quality-of-care concerns. A complaint is different from a fast appeal when discharge or covered services may be ending too soon. Follow the Important Message from Medicare or Notice of Medicare Non-Coverage immediately; the notice identifies the contact and deadline. A routine grievance does not substitute for that appeal.
Supporting guidance: Medicare: fast appeals and BFCC-QIO help ↗
Long-term-care advocacy
Long-Term Care Ombudsmen advocate for residents of nursing homes, assisted living and similar residential settings. They help resolve concerns according to the resident’s wishes; they are not licensing enforcement. Identity disclosure generally requires informed consent, with court-order and specified incapacity exceptions. Ask how resident, representative and complainant consent applies.
Supporting guidance: ACL: Long-Term Care Ombudsman Program ↗45 CFR 1324: Long-Term Care Ombudsman rules ↗
National sources and scope
CMS: hospital grievance guidance ↗
Hospital participation scope and tags A-0118, A-0121–A-0123: written/verbal grievances, response policy, written decision and direct state-agency access. Relevant passages only; not a rule for every facility.
Source checked: September 19, 2026
CMS: State Survey Agency contacts ↗
Federal participation oversight and quality complaint directory; confirm facility-type jurisdiction and state licensing separately.
Source checked: September 19, 2026
Medicare: fast appeals and BFCC-QIO help ↗
Eligible care-ending/discharge appeals, notice-specific timing and costs; separate quality-of-care help for Medicare-covered services.
Source checked: September 19, 2026
ACL: Long-Term Care Ombudsman Program ↗
Resident advocacy in nursing homes, assisted living, board-and-care and similar residential care; state-program locator.
Source checked: September 19, 2026
45 CFR 1324: Long-Term Care Ombudsman rules ↗
Sections 1324.11(e)(3) and 1324.19: resident direction, consent, complainant/resident identity protection, court orders and limited incapacity exceptions; distinct from regulatory enforcement. Current through September 17, 2026 when checked.
Source checked: September 19, 2026
Sources and scope
Division of Licensing and Certification ↗
Assisted housing, hospital, nursing-home oversight and hotline distinction
Source checked: September 19, 2026
File a Complaint ↗
Submission, required facts, identity protection and investigation scope
Source checked: September 19, 2026
Medical Facilities ↗
Medical provider categories and state/federal distinctions
Source checked: September 19, 2026
Behavioral Health ↗
Mental-health and substance-use organization licensing
Source checked: September 19, 2026
Source check: September 19, 2026. This records a review of the linked material, not a decision about your case. No clinical or legal reviewer is identified for this guide. Confirm current instructions with the receiving authority.